Learning about Teaching: What We Know about Early Ed Professionals

May 8, 2012

Our 2011 State Preschool Yearbook got a lot of attention for sounding the alarm on decreasing per-child funding threatening program quality. Nothing is more important for providing a high-quality early education than highly effective teachers and assistant teachers. NIEER’s research-based quality standards benchmarks credit teacher requirements in five different ways:

· Lead teachers must have a bachelor’s degree or equivalent;

· Lead teachers must have specialized training in early childhood education;

· Assistant teachers must have a Child Development Associate (CDA) credential or equivalent;

· Lead teachers must receive at least 15 clock hours per year (or 6 credit hours per 5 years) of professional development; and,

· Regular site visits are conducted to monitor program implementation.

Of the 39 states offering state-funded pre-K in the 2010-2011 year, only eight states (plus the Louisiana NSECD program) met all five of these benchmarks for lead and assistant teachers. A related issue is teacher pay, which is on average much lower in preschools than in elementary schools. Although 19 states required all lead teachers to have a BA with specialized training, a mere 7 states had this requirement and pay them comparably to kindergarten teacher salary as of 2009-2010.

As can be seen in the graph below, the percent of programs meeting each teacher qualification benchmark has certainly increased over time, though some more so than others. For example, the increase in programs requiring at least 15 hours per year of professional development—from 64 percent to 84 percent—indicates a growing understanding that continued support for teachers is necessary beyond just initial training. The growth in requiring lead teachers to have a BA has been comparatively slow, but is especially laudable considering the economic difficulties of the last decade and the fact that more advanced teacher degrees likely drive up the program costs.

This table displays programs meeting the teacher qualification benchmarks over a 10-year period as a percent, to take into account the changing number of total programs each year. Information on site visits was not collected until the 2004-2005 year.

Where programs still consistently fall short is in the qualifications required of assistant teachers—only 26 percent of programs required assistant teachers to have a CDA in 2001-2002, which increased to only 31 percent of programs in 2010-2011. Only two programs exceeded the benchmark by requiring an AA for assistant teachers in all settings of their preschool programs (i.e., nonpublic and public), while at least four programs had no formal educational requirements for their assistant teachers. It is clear that the focus over the last decade has been strengthening lead teacher requirements, perhaps out of the assumption that these teachers have the bulk of the interaction with children. However, considering that most programs require an assistant teacher in order to meet the 1:10 staff-to-child ratio we look for, assistant teachers have a clear presence in the early childhood classroom. If preschool programs are truly to have effective team teaching, states must provide adequate pay, supports and training for assistant teachers to ensure all staff interactions with children are of high-quality and developmentally appropriate.

The question of how to ensure we have great teachers in pre-K classrooms is not only for program administrators to answer; teacher preparation programs need to step up. A recent study from the Center for the Study of Child Care Employment explored higher education programs that prepare early childhood education teachers. As noted by Laura Bornfreund of the New America Foundation, diversity across states makes good data hard to come by:

“…[E]arly childhood preparation programs vary greatly for a few reasons. States lack common education and licensing    standards for teachers of children, birth to 5. Some states don’t require student teaching at all. At the institution level, preparation programs are often housed in different departments. Some may be based in the School of Education but often they are located elsewhere, such as Family and Consumer Science Departments, for example. And when early childhood preparation programs say that they are including infants and toddlers in their scope, they may primarily address K-3.”

In educational settings, diversity is a wonderful thing—there’s hardly a loftier educational goal than students and staff from different backgrounds working and learning together. But the current diversity in the requirements and quality of teacher preparation programs has nothing to do with ensuring that the teaching force is diverse and produces a cacophony of bureaucracy and lack of standardization in preparation that serves neither teachers nor students well.

All this comes on the heels of a Government Accountability Office report on the early child care and education (ECCE) workforce that found the 1.8 million employees in pre-K, child care, and Head Start are still faced with low levels of education and compensation. The report found that preschool teachers, who were the highest paid among these professionals, still only made about $18,000 per year (excluding pre-K teachers in elementary schools). Data from the American Communities Survey indicated that 72 percent of these workers lacked an associate’s degree or higher. Clearly, the preparation, support, and compensation of today’s early childhood workforce is out of sync with what we know is best to provide our children with a high-quality early education.  Despite these challenges, ECCE teaching staff do the best they can for our children, understanding that, as Garrison Keillor said, “Nothing you do for children is ever wasted. They seem not to notice us, hovering, averting our eyes, and they seldom offer thanks, but what we do for them is never wasted.”

So to the 1.8 million ECCE teachers out there—thanks on behalf of the millions of young children you serve everyday!

- Megan Carolan, Policy Research Coordinator, NIEER

- Steve Barnett, Director, NIEER


Primero es lo Primero (First Things First): Public-Private Partnerships Invest in Young Children

April 25, 2012

In difficult economic times, public-private partnerships are an important strategy for increasing investments in young children, globally as well as in the United States. I had the opportunity to participate in the recent launch of a new initiative of the national government of Colombia and private organizations called Primero es lo Primero, which translates as “First Things First.” Primero es lo Primero is a partnership of some 30 private and public organizations, including NIEER. Leading the partnership is De Cero a Siempre (From Zero to Always), the national government’s strategy for comprehensive care for children. De Cero a Siempre has a particularly high profile because its spokesperson is Colombia’s dynamic First Lady Maria Clemencia Rodriguez de Santos.

The Colombian government has committed $24 million dollars to start this initiative. Among the private partners, the Mario Santo Domingo Foundation has contributed another $20 million to build 13 early childhood centers in low-income areas across the country, serving 5,929 children under the age of 5. In addition, the aeioTu initiative of Fundación Carulla, a leading provider of early childhood education, will contribute $3.2 million to operating these 13 centers. Pies Descalzos (Barefoot Foundation) and the ALAS Foundation, the two organizations associated with singer-songwriter and ECE advocate Shakira, also make up part of this partnership.

On April 12th, First Lady Maria Clemencia Rodriguez de Santos, Pablo Obregón from the Mario Santo Domingo Foundation, Fundación Carulla president Ken Brotman, ALAS president Alejandro Santo Domingo, Shakira Mebarak, and others publicly announced this new partnership on behalf of young children. As about 56 percent of Colombia’s young children are in extreme poverty, this is an important move in the right direction, one that will enhance the life chances of thousands of children. 

The above picture of the event shows just a handful of the representatives of all the organizations that have come together in Colombia to strengthen their early childhood services and which is unprecedented in Latin America and the world. From right to left, the following individuals represent various types of organizations:

Milagros Nores (Assistant Research Professor, NIEER), Soraya Montoya (Executive Director, Fundación Saldarriaga Concha), Beatriz Londoño (Health Minister), Diego Molano (National Director of Instituto Colombiano de Bienestar Familiar), Bruce Mac Master (Director of the Administrative Office for Social Prosperity), Hernando José Buelvas Leiva (Mayor of San Jacinto), Pablo Gabriel Obregón (Fundación Mario Santo Domingo), María Clemencia Rodríguez de Santos (First Lady of Colombia), Alejandro Santo Domingo (President of ALAS), Shakira Mebarak (Founder of ALAS and Pies Descalzos), María Emma Mejía (General Secretary of UNASUR), Elisa Villaroel Acosta (First Lady of Santa Marta), Rosario Ricardo (Education Secretary of Cartagena), and María Fernanda Campo (National Education Minister).

While these and other partners press on to increase investments in quality early learning experiences in Colombia and throughout Latin America, we at NIEER continue to work with Fundación Carulla on research to illuminate best practices for such programs beginning in the first year of life and continuing to age 5, as I discussed in a previous blog post. I find it noteworthy that even as many states in our wealthy nation are cutting early childhood investments, other countries with fewer resources are finding creative ways to grow their commitments to young children. Perhaps creative private-public partnerships can contribute to forward movement in these and other states.

- Milagros Nores, Assistant Research Professor, NIEER


Putting the Spotlight on Young Children: NAEYC’s Week of the Young Child

April 23, 2012

This week marks the annual Week of the Young Child celebration, sponsored by the National Association for the Education of Young Children (NAEYC). This year’s theme is “Early Years Are Learning Years,” a sentiment we fully endorse!

NAEYC’s website has a treasure trove of materials for the Week of the Young Child, particularly as associated with six focus areas. We encourage you to view their suggested activities and related materials, but we also include some additional relevant resources for each area below.

Raising Public Awareness

Public Policy and Advocacy

Reading and Writing

  • NIEER’s policy brief on early literacy includes a review of the literature and recommendations.
  • Dorothy Strickland, NIEER Distinguished Research Fellow, testified before the House Education and Labor Subcommittee on early literacy learning experiences. Read her full testimony here.
  • Dr. Strickland’s presentation for NAEYC on what makes a good book can be downloaded from NIEER’s website.
  • This NIEER blog post includes additional information and resources on literacy.

Violence and Child Abuse Prevention

  • Preschool interventions can have the greatest influence on reducing childhood aggression and preventing youth violence, as described in this report from the Centre of Excellence for Early Childhood Development.
  • High-quality early childhood education can reduce future crime and victimization, as explained in this blog post from NIEER and the National Center for Victims of Crime.
  • The Week of the Young Child also corresponds this year with National Crime Victims’ Rights Week. The Office for Victims of Crime within the U.S. Department of Justice has more information on this important observance.
  • Fight Crime: Invest in Kids has been highlighting child abuse prevention in their 1560 Campaign.

Child Health

  • This week is also World Immunization Week; find out more about state policies on pre-K immunizations in this blog post.
  • Children’s health is inextricably linked with their diets. Find our more about the growing epidemic of childhood obesity in these blog posts.
  • Because of the connection between children’s nutrition and their ability to function in a classroom setting, many state programs have policies related to meals in pre-K.
  • Early childhood education has been proven to provide better outcomes not only on children’s health while enrolled in preschool programs, but also on their health later in adulthood.
  • For a global perspective, become familiar with advocacy organizations that support child health initiatives and early learning opportunities, such as Shakira’s Barefoot Foundation or UNICEF.

Creativity and Play

  • Arts education can help preschoolers develop in other domains including math, language, critical thinking, and social-emotional, as explained by NIEER’s own Judi Stevenson-Boyd and a group of experts on Caucus: New Jersey.
  • NIEER’s Kim Brenneman provides ideas on how science-based lessons could be delivered through everyday life activities, such as playing with Mr. Potato Head or engaging in a game of golf.
  • The Ultimate Block Party is an event that highlights the importance of play-based learning for young children.
  • NIEER examines the role of technology in children’s play in this blog post and the interaction between play, intelligence, and learning in another post.
  • Learn more about the best ways to use technology to benefit young learners in this position statement from NAEYC and the Fred Rogers Center for Early Learning and Children’s Media at Saint Vincent College.
  • This presentation from NIEER’s Shannon Ayers and Ellen Frede discusses the importance of learning through play against the backdrop of preschool assessments.

For the Week of the Young Child, we’ll be working on NIEER’s pre-K research, listening to the voices of early childhood and education advocates, and spending time with the young children in our lives. How will you observe this important week?

- Jen Fitzgerald, Public Information Officer, NIEER

- Megan Carolan, Policy Research Coordinator, NIEER


Filling an Assessment Need with the Early Learning Scale: NIEER’s New Preschool Assessment

March 14, 2012

As NIEER noted in a 2004 policy brief, “Child assessment is a vital and growing component of high-quality early childhood programs. Not only is it an important tool in understanding and supporting young children’s development, it is essential to document and evaluate program effectiveness. For assessment to be widely used though, it must employ methods that are feasible, sustainable and reasonable with regard to demands on budgets, educators and children. Equally important, it must meet the challenging demands of validity (accuracy and effectiveness) for young children. It is the balance between efficiency and validity that demands the constant attention of policymakers — and an approach grounded in a sound understanding of appropriate methodology.”

There are several purposes for using child assessments in early childhood. Generally, issues with assessment at this early age are often grounded in a mismatch between the chosen assessment and the purpose of the assessment.  First, there are screening measures used to quickly highlight children in need of further assessment or intervention.  There are standardized assessments to examine how children perform in relation to their peers, to evaluate the need for special services or to use in research evaluation protocols.  Lastly, there are measures that document development and performance in students’ natural learning environment; these measures are best used to inform teaching.  A recent report by the Educational Testing Service (ETS) describes the status of pre-K assessment policies and implementation in state-funded programs.

Teachers are already burdened with many responsibilities, and field research and professional development conducted by researchers at NIEER revealed that teachers feel overwhelmed by assessment requirements. Because of this, teachers are unable to effectively use assessment data in concert with instruction.  Teachers expressed that they viewed assessment as an exercise of immense paperwork rather than a valuable resource used to improve student learning.  In response, NIEER developed an observation-based performance assessment that is comprehensive and standards-based, but is also manageable and meaningful.  The Early Learning Scale (ELS) was developed using respected research and with extensive input from teachers using it in the field.  The ELS allows teachers to use high-quality data to effectively inform instruction and to make a direct impact on teaching and learning.

After a thorough review of child development research and literature, the authors of the ELS developed the scale, pilot-tested the instrument in preschool classrooms, and determined it is a reliable and valid measure, as described in the full technical report.  This assessment system assists teachers in targeting the individual needs of children ages 3 to 5. Focusing on 10 measureable items across three critical domains—math/science, social-emotional/social studies, and language/literacy—the ELS provides teachers with a manageable and effective tool for assessing children’s progress toward early learning standards and expectations.

Using a curriculum-neutral approach, the ELS teaches educators how to become “participant observers” who use the rich data they collect to make accurate evaluations, plan instruction, and communicate effectively with parents and caregivers about children’s development.  Before implementing the ELS, teachers are required to complete in-person training or self-paced online training, both of which are extensive and comprehensive. Furthermore, this training provides teachers with instruction on the importance of assessment, the components of an effective assessment cycle, how to use the ELS instrument, how to plan activities that will lead to efficient documentation, and how to meaningfully use data to plan for instruction.

For preschool programs interested in online capabilities, the ELS is available in paperless format via the Internet. The online version of the ELS was developed in conjunction with The Center: Resources for Teaching & Learning and is identical to the print version, except that the data is entered online and is available for evaluation electronically. Plus, the online version of the ELS offers handheld capabilities. Using a smartphone or tablet, teachers can record observations in real time and then upload them to the website, where observations are linked to items on the ELS.

To learn more about the ELS, call Lakeshore at (800) 421-5354 and ask for Custom Learning Solutions.

- Shannon Riley-Ayers, Assistant Research Professor, NIEER

- Judi Stevenson-Garcia, Research Coordinator, NIEER


“Privatizing” Pre-K Is About More than Saving Money

March 2, 2012

It was with no small measure of alarm that we learned this week of a proposal in the North Carolina legislature to completely privatize pre-K classrooms by the summer of 2013. It’s part of a draft report that calls for pre-K to be the exclusive domain of child care centers and to be removed from the public schools that currently serve about half the state’s preschoolers. It also would decrease eligibility from an annual family income of about $50,000 to $22,000— for all practical purposes, the poverty line.

If passed, this legislation will erase years of progress that made North Carolina one of the premiere states for delivering quality preschool education. In the process, it will relegate the children most at risk of school failure to programs that will more closely resemble babysitting than anything that enables children to start school ready to learn.  Although it seems that the North Carolina legislature may back away from some aspects of the proposal, the proposal’s core principles are likely far from dead.

For anyone wondering how policy leaders could consider consigning the state’s disadvantaged kids to such a poor start in life, this should serve as a wake-up call. They should realize that those who are pushing to eviscerate high-quality state pre-K are not the least bit interested in the welfare of the children. Rather, they are pursuing a different agenda, seeking instead to separate preschool from public education. Rayne Brown, the co-chairwoman of the committee that came up with this plan told the Winston-Salem Journal she thinks privatization would be a “great thing to do and that it would help shrink government.”

This is not just more of the public employee/teacher union bashing that has been popular of late.  It is part of strategy to deny rights and escape responsibilities that adhere to public education through state constitutions.  By shifting preschool to child care and out of education, prohibitions against funding religious education are eluded and children’s rights to an effective education are made irrelevant. Make no mistake, this is a carefully crafted legal strategy spreading across the states wherever legislators fear that courts might force them to offer young children a real (and more costly) education or interfere with the legislature’s desire to funnel public funds to the religious and business institutions of their choice.

To my mind, children’s advocates who now almost uniformly describe preschool programs as “early learning” rather than “education” and support moving administration of early childhood programs out of state education departments are playing right into the hands of their opponents.  As children’s advocates care deeply about the quality of education and closing the achievement gap, they will find the consequences tragic.  The legal foundations of public education make it uniquely suited to bringing all sectors—including Head Start and faith-based organizations—into comprehensive state systems with uniformly high quality standards and adequate funding.

- Steve Barnett, Director, NIEER


Investing for Today and Tomorrow: Early Learning in the Federal FY 2013 Budget Proposal

February 15, 2012

Starting the week on an exciting note for elected officials, advocates, and policy wonks, President Obama released his proposed budget for fiscal year 2013 on Monday morning. Education was a clear priority throughout the press conference at Northern Virginia Community College in Annandale, Virginia, particularly on preparing students for 21st century jobs by focusing on career and technical skills. As readers of this blog can attest, early education is an important building block in preparing students for a life of learning and earning.

Details of the budget are still being fleshed out, but there seems to be good news for early education in the White House’s proposal, as outlined below.

Department of Health and Human Services (HHS) proposed budget:

  • Department-wide discretionary budget of $76.4 billion, a $0.3 billion increase over the FY2012 level.
  • Head Start and Early Head Start: Set to receive more than $8 billion to serve about 962,000 children and families, which would maintain the enrollment expansion seen in the 2009-2010 program year. The proposal acknowledges that it will support the implementation of the new Head Start re-competition regulations.
  • Child care subsidies:  Additional $7 billion over 10 years to support child care subsidies for low-income children.
  • Child Care Development Block Grant: Additional $300 million to improve the quality of child care facilities.

Department of Education proposed budget:

  • Department-wide discretionary budget of $69.8 billion, a $1.7 billion increase over FY2012 level.
  • Race to the Top (RTT): $850 million for another round.  According to a Department of Education press release, a “significant portion” of these funds would be allocated for an expansion for the Race to the Top-Early Learning Challenge, which would continue under the joint tutelage of the Departments of Education and HHS.
  • Individuals with Disabilities Education Act (IDEA): $472.7 million in Grants for Infants and Families, to provide early intervention services to children birth through age 2 with disabilities and $372.6 million for IDEA Preschool Grants for children ages 3 through 5 with disabilities.
  • Promise Neighborhoods: Proposed increase of $100 million for this competitive grant program that seeks to help high-need communities develop cooperative strategies to improve outcomes for children through both educational reforms and life outside the classroom. Past winners have focused energies specifically on early education as a tool.
  • Investing in Innovation Fund (i3): Requests $150 million for the Investing in Innovation Fund (i3) to build on three previous i3 competitions. The Department’s budget summary only goes so far as to suggest that priority “could be given to projects proposing to improve early learning outcomes.”
  • Institute for Education Sciences (IES):  $30 million in new research and development grants for early learning and elementary, secondary, and postsecondary education.

In addition, the National Women’s Law Center has information on additional federal programs in the FY13 proposal that support families with young children, including the Child and Dependent Care Tax Credit. Of course, not all child care funding goes to children under 5 (though most does) and early education will only be a modest fraction of such high-profile initiatives such as i3, Promise Neighborhoods, and RTT.

Laura Bornfreund, Maggie Severns, and Clare McCann at Early Ed Watch compiled the helpful table below to track changes since FY2011 in some key programs used for early education.

 

As noted by the New America Foundation’s Key Questions on the Obama Administration’s 2013 Education Budget Request, there are still a number of questions surrounding the place of early education in this budget, including whether the portion of RTT funds earmarked for early learning would be distributed at the state level or district level. They also note that the budget proposal encourages districts to redesign school schedules to better serve students through the 21st Century Community Learning program, though it is unclear so far whether states will be encouraged to apply this to the early grades, such as extending half-day kindergarten into full-day services.

It’s worth noting that a presidential budget proposal is, according to Birth to Thrive, just “the first move in a high-stakes game that will be complicated this year by presidential and congressional politics.” Considering the sharp partisan divisions seen in recent legislative battles, the pressure of the Budget Control Act to cut spending by $900 billion over 10 years, and the high-profile politics of an election year, it is hard to say exactly how much of this proposal will ever see funding. The great strength of the budget proposal, though, is to allow the president to lay out his priorities in greater detail than any speech or campaign ad could. Early education is clearly an administration priority, though perhaps not as high a priority as we would like.  All of us concerned about the future of America’s youngest learners must ensure that elected officials remember that high-quality early education programs are a good economic investment both short-term and in the future.

- Megan Carolan, Policy Research Coordinator, NIEER


Early Education on the International Scene

January 27, 2012

Continuing its focus on the importance of early childhood education, the Organisation for Economic Co-operation and Development (OECD) held its high-level roundtable “Starting Strong: Implementing Policies for High Quality Early Childhood Education and Care (ECEC)” in Oslo, Norway this week. The OECD, a collaborative organization with 34 member nations, provides a forum for governments to share best practices and address common problems in a variety of areas.

Recognizing the impact of high-quality early learning, the OECD has had a special initiative focusing on early childhood and early care (ECEC) since 1996. Their “Starting Strong” initiative has collected data on policies, practices, and success across countries. The roundtable meeting, along with the release of a new publication, “Starting Strong III: A Quality Toolbox for Early Childhood Education and Care,” continued this legacy of international cooperation as nations try to protect crucial early learning investments during difficult financial times.

The roundtable featured invited guests from government, research, and advocacy throughout its member countries to focus on its three goals:

  • Focus attention on the economic and social importance of investing in high-quality early childhood education and care,
  • Highlight key policies and practices that can enhance investment in high-quality early childhood education and care in countries, and
  • Share perspectives and foster dialogue with, and among, stakeholders to promote understanding of the implementation challenges and how to address them.

Steve Barnett, director of NIEER, was a keynote speaker at the roundtable meeting and participated in a panel with other crucial ECEC stakeholders in the international community. Video footage can be found online, with Dr. Barnett’s address beginning at the 25:30 mark, and continuing into the panel at the 57-minute mark. The slides from his Oslo Benefits and Costs of ECEC presentation are available both from NIEER and on the OECD website alongside the video footage.

Norwegian Minister of Education Kristin Halvorsen gave a particularly striking speech (beginning at the 10-minute mark) in which she walked participants through the process of achieving high-quality early childhood education and care programs in Norway. Her argument was rooted in her experience as former Minister of Finance; that is, early childhood education is beneficial not only for the individual child but also for families that are better able to work and the economy that benefits from this. Her presentation slides are also available alongside the video footage of the event.

The complete Starting Strong III report is a 300-plus page tome addressing five policy levers utilized cross-nationally to improve quality in ECEC programs and ensure this crucial investment pays off. An interactive site guides stakeholders through these five levers, and well as the five “action areas” laid out below—this site is an incomparable tool for policymakers both stateside and in the international community.

Policy Levers

Setting out quality goals and regulations
Designing and implementing curriculum and standards
Improving workforce conditions, qualifications and training
Engaging families and communities
Setting out quality goals and regulations

Action Areas

Using research to inform policy and the public
Broadening perspectives through international comparison
Selecting a strategy option
Managing risks: Learning from other countries’ policy experiences
Reflecting on the current state of play

Steve Barnett and Ellen Frede (former co-director of NIEER) contributed to this report and its online materials, and NIEER’s research can be seen in a number of areas through the publication. Research briefs around each policy lever topic address the current body of knowledge on the topic, what is still unknown, and what the policy implications are in the field. NIEER’s contributions can particularly be seen in this brief on data monitoring and accountability.

The OECD hosts a plethora of material on ECEC in member nations. Much of NIEER’s research centers on early education funded by states, which reflect great diversity in resources, access, and quality. These differences are only magnified at the international level, offering a number of ideas that nations may wish to incorporate into their own programs. There is no one “right” model for early care and education; programs must be of high-quality, fit the needs of their community while being culturally responsive, and contribute to lasting gains. Cooperative efforts such as those launched by the OECD provide a crucial opportunity to share knowledge and ensure that all children are provided with quality early learning opportunities, contributing to an improved global economy.

-  Megan Carolan, Policy Research Coordinator, NIEER


Wide-reaching Implications: Assessments of the Very Young

January 4, 2012

Related Reading

Multifaceted Assessment for Early Childhood Education

Robert J. Wright

SAGE Publications, Inc.

Thousand Oaks, CA

352 pages, ISBN 978-1-41297-015-0, $49.95

Published in 2010, this book provides educators, in particular pre-service teachers, with a broad understanding of current practices in early childhood assessment. The author argues that “there has never been a time when it is more important for early childhood educators to have an understanding of educational assessment and measurement” (p. xix), considering educational accountability and legislation mandating early identification of children with special needs. Very important decisions are increasingly being made based on the results of educational assessments, such as about special needs support allocation, changes in teacher salaries, and early childhood center funding and closings. This book is a timely addition to existing teacher preparation resources.

The content coverage is broad and relevant to current practice and issues in early assessment, ranging from sections on teacher-created assessments and standardized tools to descriptions of assessments for children from birth through kindergarten and older. Throughout the book, the author provides detailed real-world examples of each topic. For instance, on pages 89-90, there is an example of a time-stamped anecdote from a kindergarten observation, describing the challenging behavior of a child who does not want to share a ball with other children on the playground and two different adults’ responses to that behavior. This example is a good one because it is very realistic, so that pre-service teachers in placements could easily imagine this scenario happening in a school playground and could likely relate it to some prior experience.

The book also covers some history of early childhood and assessment, and major issues related to assessment. For example, chapter 10 is on report cards, and reporting to parents, and this chapter covers the potential impacts of reporting children’s performance in report cards on the development of their self-esteem.

Multifaceted Assessment for Early Childhood Education is divided into five parts: 1) Background, current issues, and interpretation of assessments in early education; 2) Formative and summative assessments and tests; 3) Individual screening measures and full assessments; 4) Parent communication and special needs children; and 5) Evaluation of early childhood programs and schools. Each part is further subdivided into chapters, for a total of 13 chapters.

There are three features of the text that serve as advanced organizers: Section descriptions, Introduction and Themes, and Learning Goals. The section descriptions are one-page explanations preceding each part that outline the contents of the upcoming section. Similarly, the introduction and themes outline the content of the upcoming chapters. At the start of each chapter, the learning goals are described in sequential order.

Overall, Multifaceted Assessment for Early Childhood Education provides a complete overview of relevant, current issues in the field. The book is well-organized and could be an excellent learning tool for pre-service teachers. It is critical that pre-service teachers learn about and understand the uses and interpretations of assessments, as they prepare to enter a field in which assessment will continue to have wide-reaching implications for years to come.

- Reviewed by Alissa A. Lange, Ph.D.

Assistant Research Professor, NIEER

For more about early childhood education assessments, check out NIEER’s 2004 policy brief, Preschool Assessment: A Guide to Developing a Balanced Approach, by Ann S. Epstein, Lawrence J. Schweinhart, Andrea DeBruin-Parecki, and Kenneth B. Robin.


Crossing the Finish Line? Race to the Top–Early Learning Challenge Winners Announced

December 16, 2011

The U.S. Departments of Education and Health and Human Services today announced the nine states that will receive funding through the Race to the Top-Early Learning Challenge (RTT-ELC).  Thirty-five states, D.C., and Puerto Rico applied for a share of the $500 million available through this competitive program, which has been the centerpiece of the Obama administration’s efforts on early childhood education. The application process operated on a tight timeline: the program was announced over the summer, applications were due in October, and funds had to be awarded before December 31. Specific budgets will be released after the federal departments have conferred with the individual states.

Congratulations to those nine winners announced today, who may only just be regaining their breath after the mad dash to the application finish line. Those states are California, Delaware, Maryland, Massachusetts, Minnesota, North Carolina, Ohio, Rhode Island, and Washington.

These states are no strangers to the Race to the Top competition – six of the nine have previously been awarded funding through the two earlier rounds of RTT targeted toward K-12 improvement; California, Minnesota, and Washington were the only ones not to be awarded RTT funds previously. All state applications are available online, and reviewer comments and scores are posted as well.

The press conference itself was a who’s who of early childhood education celebrities, including Secretary of Education Arne Duncan and Secretary of Health and Human Services Kathleen Sebelius. Barbara Bowman, co-founder of the Erikson Institute and NIEER Scientific Advisory Board Member, called for “well-rounded programs offering [children] multiple opportunities to learn” while James Heckman, a Nobel Prize winner for his work on the economics of education, heralded the program as “a critical first step in recognizing the importance of the early years…that will promote better education, health, social, and economic outcomes for all…”

RTT-ELC garnered significant attention within the early childhood community—the inclusion of money under the umbrella of Obama’s trademark Race to the Top during such austere budget times was seen as a good sign. While responses to the specifics of the program were mixed, all observers can agree that RTT-ELC represents a big step as state-funded early learning programs are elevated to an issue of national interest.

As a quick refresher from NIEER’s original coverage, the competition was guided by three sets of priorities: absolute, competitive preference, and invitational.
• Absolute: These must be addressed in each state’s application.

  • Early learning and development standards and kindergarten entry assessments
  • Tiered quality rating and improvement system (QRIS)

• Competitive Preference: These criteria will secure “extra” points for applicants.

  • Include all early learning and development programs in the tiered QRIS

• Invitational: These are areas of particular concern for the Departments.

  • Sustained program effects in early elementary grades
  • Encourage private sector support through public/private partnerships

Consideration for the grants relied on four selection criteria focused on aligning a variety of programs; establishing high-quality standards and comprehensive assessments to improve kindergarten readiness; implementing a statewide tiered quality rating improvement system (QRIS); and developing and retaining an effective early learning workforce.

Winners were also selected  based on demonstrated past commitment to early childhood education. Many stakeholders were concerned that this factor would work against states who are only just starting  state-funded early childhood education programs—perhaps an accurate sentiment given that all grant winners already provide state-funded pre-K under NIEER’s definition; Arizona (whose program was cut in the 2010-2011 school year), Hawaii, Mississippi, and Puerto Rico were all denied funding. However, as reflected by NIEER’s rankings on access and spending, as well as quality standards benchmarks, these programs are largely those who have demonstrated a commitment to early education but still have much work ahead of them. Table 1 shows these rankings for the nine RTT-ELC winners, based out of the 40 states that had state-funded preschool programs in the 2009-2010 school year.

Table 1. 2009-2010 NIEER Yearbook Rankings for RTT-ELC Winners

State Access for 4-year-olds Access for 3-year-olds State (including TANF) Spending per Child All Source Spending Per Child Quality Standards (out of 10)
California 23 6 12 18 4
Delaware 32 None served 7 13 8
Maryland 12 None served 21 3 9
Massachusetts 28 14 24 26 6
Minnesota 39 22 5 11 9
North Carolina 20 None served 13 10 10
Ohio 36 19 23 25 2
Rhode Island 40 None served 9 5 10
Washington 31 16 6 12 9

Only five of the nine winners currently serve any 3-year-olds, and only California breaks into the “top ten” for percent of 3-year-olds served; none make the top ten for percent of 4-year-olds served. Spending is a mixed bag. As can be seen by the difference between state per-child spending and all source spending per child, many of these states already utilize multiple funding streams (from federal and local sources) to supplement state funds. The majority of these programs generally meet a high number of quality benchmarks, with both North Carolina and Rhode Island’s state-funded pre-K programs achieving all 10 of NIEER’s benchmarks. On the other side of the coin, though, are both California and Ohio who have struggled to implement high-quality standards through difficult budget times. Both Delaware and Minnesota already partner with their existing Head Start programs to provide early education, which may have served them well in a competition that calls for alignment across sectors.

During the 2009-2010 school year, these programs served a combined 234,566 young learners in state-funded pre-K programs with a total of $1.2 billion in state and TANF funds. However, these states vary widely in terms of the size of their programs and states. Funding from these grants will not be limited only to state-funded pre-K programs, so it is useful to understand how many 3- and 4-year-olds are currently served in a variety of government-funded early education programs. To that end, Table 2 includes the enrollment and spending figures for these nine state pre-K programs and Table 3 shows total enrollment for state pre-K, special education, and state and federal Head Start.

Table 2. Enrollment and Spending Data for RTT-ELC Winners in 2009-2010

State State Pre-K Enrollment Percent of 3-year-olds Enrolled Percent of 4-year-olds Enrolled State Spending per Child Enrolled in State Pre-K Total Per-child Spending from All known Sources
California 147,185 10% 17% $5,410 $5,571
Delaware 843 0% 7% $6,795 $6,795
Maryland 26,147 0% 35% $4,116 $9,645
Massachusetts 13,468 4% 14% $3,895 $3,895
Minnesota 1,874 1% 1% $7,301 $7,301
North Carolina 31,197 0% 24% $5,239 $7,824
Ohio 5,700 1% 2% $3,902 $3,902
Rhode Island 126 0% 1% $5,556 $9,127
Washington 8,026 2% 7% $6,817 $6,817

Table 3. State and Federal ECE Enrollment for RTT-ELC Winners in 2009-2010

State Enrollment in State Pre-K, Special Education Pre-K, and State and Federal Head Start (Unduplicated)
Percent of 3-year-olds in state Percent of 4-year-olds in state
California 18% 31%
Delaware 11% 18%
Maryland 10% 46%
Massachusetts 14% 26%
Minnesota 10% 15%
North Carolina 7% 35%
Ohio 14% 19%
Rhode Island 10% 19%
Washington 9% 20%

As Sara Mead noted shortly after the announcement, “The list also should clearly underscore that ELC is NOT a pre-k program: Rhode Island, for instance, has only a recently-created pre-k pilot, and Minnesota serves relatively few children in pre-k.” In a program that called so clearly for inter-agency collaboration and recommended private-sector partnerships, the impact will go far beyond just pre-existing state-funded pre-K programs. There will be no shortage of analysis on the impact in Head Start and child care in the coming days, months, and years.

A number of these states have been in the news recently for their early education programs, and the news has not all been good. California merged its pre-K and child care programs in the 2009-2010 school year but has faced continued funding challenges. North Carolina, once a national leader in early childhood education, has been involved in a lengthy legal battle over the program; Steve Barnett recently wrote that the state is “on the verge of abandoning its commitment to high-quality pre-kindergarten education.” Rhode Island only recently started its small pre-K program, while Ohio completely cut one such program as of the 2009-1020 program year. It is hoped the RTT-ELC grants will spur these states to become true national leaders.

- Megan Carolan, Policy Research Coordinator, NIEER

- Jen Fitzgerald, Public Information Officer, NIEER


A Life Devoted to Healthy Development for All: J. Fraser Mustard

November 28, 2011

The Toronto Star recently reported the sad news that Canadian physician and researcher Dr. James Fraser Mustard died in his home at age 84. In addition to being a part of the research team that discovered aspirin could help reduce the likelihood of heart disease, Dr. Mustard studied early childhood development with his research influencing his home province’s education policy. His Early Years Study was used by the Ministry of Education in Ontario when it established a program to offer full-day kindergarten throughout the province. His broader body of work influenced early childhood policy around the globe.

Dr. Mustard was a strong global disseminator of the science base for public investments in early childhood development.  He was expert in tying together diverse research from medicine, neuroscience, and social science so as to make clear to virtually any audience the connections and implications. Dr. Mustard had a keen understanding of the impacts of early brain development on later outcomes including adult health.  He also understood the importance of showing policymakers and the public that the relationship between socio-economic background and human development is a gradient—a smooth continuous slope—and that the level and steepness of these slopes varies considerably across nations depending on their public policies.  As he wrote in 2010:

“Results from developmental neurobiology studies and animal and human studies provide strong evidence that early neurobiological development affects health (physical and mental), behaviour and learning in the later stages of life. Countries that provide quality universal early development programs for families with young children tend to out-perform countries in which the early development programs are chaotic.”

Mustard was born in Toronto, Ontario and attended the University of Toronto. He later conducted postgraduate study at the University of Cambridge before returning to the University of Toronto as a research associate. He was also involved with the National Heart Foundation of Canada, the Canadian Heart Foundation, and the Royal College of Physicians and Surgeons of Canada, amongst others. Dr. Mustard was a founding member of both the McMaster Medical School and the Canadian Institute for Advanced Research, a multidisciplinary nonprofit that has conducted research on topics such as economic growth and policy, experience-based brain and biological development,  human-environment interactions, human development, population health, and successful societies.

Beginning in the 1980s, Dr. Mustard became more involved with research on early childhood development and learning. He became the head of the Founders’ Network, a group dedicated to studying economic and social impacts on health and human development, with an emphasis on early childhood. Dr. Mustard’s research work produced the 1999 report on the Early Years Study commissioned by the government of Ontario and follow-up reports in 2002 and 2007. Collectively, the reports criticized Canada’s commitment to preschool learning and called for national early childhood development initiatives on par with K-12 education as a means to promote lifelong healthy outcomes. In 2004, Dr. Mustard co-founded the Council for Early Childhood Development, an organization whose goals include promoting the message of the Early Years Study and further studying early childhood development.

We are heartened that Dr. Mustard’s work proceeds on. Less than a week after his death, a third report based on the Early Years Study was published, recommending that children as young as 2 years old should have access to voluntary prekindergarten education. And, the full-day kindergarten initiative in Ontario continues to roll out, with final implementation slated for September 2014.

- Steve Barnett, Director, NIEER

- Jen Fitzgerald, Public Information Officer, NIEER


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